Ensure email drafts meet regulatory requirements before sending with automated compliance review.
Ensure email drafts meet regulatory requirements before sending with automated compliance review.
Managing compliance in client communications is critical but can significantly slow down your response time and create anxiety about potential violations. This Knap automates the compliance review process for your email drafts, catching potential issues before they become problems. It's particularly valuable for advisors who communicate frequently with clients about market conditions and investment opportunities. The automation helps you maintain natural, personal communication while ensuring every message meets regulatory requirements. Most importantly, it gives you confidence that your client communications are both engaging and compliant.
Analyze meeting notes and summaries for compliance risks and documentation completeness.
Save drafted follow-up messages that maintain your voice while ensuring every important point is covered.